Tag: regulatory
Regulatory Requirements for Forex and Currency Exchanges FCA
The daily trading volume weighing Forex, the largest financial market globally, is already more than $6 trillion. Currency exchange and forex trading is among...
MSRB Confabs with SEC and FINRA
The Municipal Securities Rulemaking Board (MSRB) is a congressionally chartered regulatory organization governed by a 21-member board of directors and is subject to oversight...
Hedge Fund Due Diligence
What are todays investors demanding of their hedge funds? Aside from exceptional financial returns, there is an increasing tendency to hold fund management accountable...